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Psychological Review 2001, Vol. 108, No. 3, 624-652 Copyright 2001 by the American Psychological Association, Inc. 0033-295X701/S5.00 DOI: 10.1037//0033-295X.I08.3.624 Conflict Monitoring and Cognitive Control Matthew M. Botvinick Carnegie Mellon University, University of Pittsburgh, and Center for the Neural Basis of Cognition Todd S. Braver and Deanna M. Barch Washington University Cameron S. Carter University of Pittsburgh and Center for the Neural Basis of Cognition Jonathan D. Cohen Princeton University and University of Pittsburgh A neglected question regarding cognitive control is how control processes might detect situations calling for their involvement. The authors propose here that the demand for control may be evaluated in part by monitoring for conflicts in information processing. This hypothesis is supported by data concerning the anterior cingulate cortex, a brain area involved in cognitive control, which also appears to respond to the occurrence of conflict. The present article reports two computational modeling studies, serving to articulate the conflict monitoring hypothesis and examine its implications. The first study tests the sufficiency of the hypothesis to account for brain activation data, applying a measure of conflict to existing models of tasks shown to engage the anterior cingulate. The second study implements a feedback loop connecting conflict monitoring to cognitive control, using this to simulate a number of important behavioral phenomena. A remarkable feature of the human cognitive system is its ability to configure itself for the performance of specific tasks through appropriate adjustments in perceptual selection, response biasing, and the on-line maintenance of contextual information. The processes behind such adaptability, referred to collectively as cognitive control, have been the focus of a growing research program within cognitive psychology. A number of theoretical models have been proposed for how the control of cognition is achieved (Baddeley & Delia Sala, 1996; Cohen, Dunbar, & McClelland, 1990; Norman & Shallice, 1986), and progress has been made toward identifying its neuroanatomical substrates (Cohen, Braver, & O'Reilly, 1996; Cohen & Servan-Schreiber, 1992; Desimone & Duncan, 1995; GoldmanRakic, 1996; Luria, 1973; Posner & Petersen, 1990). Despite the importance of these efforts to characterize the function of cognitive control, most of them share an important limitation in scope. Most current theories focus nearly exclusively on the Matthew M. Botvinick, Department of Psychology, Carnegie Mellon University, Department of Psychiatry, University of Pittsburgh, and Center for the Neural Basis of Cognition, Pittsburgh, Pennsylvania; Todd S. Braver and Deanna M. Barch, Department of Psychology, Washington University; Cameron S. Carter, Departments of Psychiatry and Psychology, University of Pittsburgh, and the Center for the Neural Basis of Cognition, Pittsburgh, Pennsylvania; Jonathan D. Cohen, Department of Psychology and Center for the Study of Mind, Brain, and Behavior, Princeton University, and Department of Psychiatry, University of Pittsburgh. The present work was supported by National Institute of Mental Health Grants MH16804 and MH01306, a grant from the Fetzer Foundation, and a National Alliance for Research on Schizophrenia and Depression Independent Investigator Award. Correspondence concerning this article should be addressed to Matthew M. Botvinick, Center for the Neural Basis of Cognition, 115 Mellon Institute, 4400 Fifth Avenue, Pittsburgh, Pennsylvania 15213. Electronic mail may be sent to mmb@cnbc.cmu.edu. nature of the influence exerted by control. In contrast, very little is yet known about how the intervention of control processes is itself brought about. Existing theories portray the relevant mechanisms as coming into play when their participation is required, but without an account of how the need for intervention is detected or how the intervention itself is triggered. The lack of such an account is problematic, for without it control remains a sort of homunculus that "just knows" when to intercede. For any theory of cognitive control to be complete, it will need to offer an account of how the system determines when control is required. Specifically, it will need to provide answers to the following three questions: 1. On what basis is control recruited? It cannot be the case that one always knows before beginning to act whether a given task will require high levels of control. Kahneman (1973) has argued, to the contrary, that it is often the actual attempt to perform a difficult task that leads to the recruitment of cognitive resources. This appears consistent, for instance, with the finding that participants performing the Stroop task show greater interference on the initial one or two trials in each block than on subsequent trials in the series (Henik, Bibi, Yanai, & Tzelgov, 1997). 2. Once the relevant control processes are engaged in guiding task performance, how is their influence modulated or optimized? There is evidence that adjustments in control do occur on-line, in response to variations in performance. For instance, it is wellestablished that, in speeded response tasks, reaction time and accuracy tend to rise following errors (e.g., Laming, 1968; Rabbitt, 1966). Even in the absence of errors, control appears to adjust to task demands. To take another example from the Stroop literature, participants tend to show less interference on incongruent trials if these are frequent relative to congruent trials than if they are rare (Lindsay & Jacoby, 1994; Logan & Zbrodoff, 1979). What is it that triggers these adjustments? 3. What processes govern how and when control is withdrawn? 624
CONFLICT MONTTORING With practice on some initially difficult tasks performance be Theoretical Background comes incre s t rateat which their top down influence can be withdrawn without causing a deterioration ly migh at is,how does a r itself within order for the recruitment.modulation.and dise ment of control to occur.control processes need a he systems that they y mod which its top-down influence is exerted.there must also exist a evaluative compon ntthat monitors proce sing,ma Control as Conflict Prevention to develop an account of this evaluative function. succinct ription of the prob The Conflict Monitoring Hypothesis toward cha which the demand for conrol might b in function we refer to This as conflict monitoring.By the overall a ount we will put forth toring ves to tra slate the other one,in that they change th e or hegtsTpovidedb haffer(197 in o ho showed that dramatic lar.we will cor ot is made to these wo tasks simul rea of the human frontal lobe.the of this an be understo ving tro anterior cingulate cortex(ACC).Our second objective is to artic at the level c ant produc es a resp onse in one 0eeo esses has been ur od as rmance in an ex article is divid into two main sections,correspo ding to the on-pro ing cap Allpo the ACC.The section begins by revie (e ent brain activatio Schneider&Detweil r,1987).h rgue I mode of a centra processor are mo riately cor results of a first co ling studv.whic osstalk i ce be n pa ulate bra 411 of er Part i as a foundation Part 2 turns to the issue of how confli sstalk as a ubiquitous pitfall of paralle g might play a ro ating cogniti Th from on but eachinon-ishift port (1980)pu ed sys ndan In a ontrolling le inte ions:of g separ :Pn leads natu rally to a unifying.mechanistic explanation for these isual search,where the top-down control of visual attention has
CONFLICT MONITORING 625 With practice on some initially difficult tasks performance becomes increasingly automatic (e.g., Anderson, 1982; Shiffrin & Schneider, 1977). As this happens, the need for control diminishes. How do control processes evaluate the rate at which their topdown influence can be withdrawn without causing a deterioration in performance? Clearly, in order for the recruitment, modulation, and disengagement of control to occur, control processes need access to information about the functioning of the systems that they modulate. That is, in addition to the regulative dimension of control, by which its top-down influence is exerted, there must also exist an evaluative component that monitors information processing, making an assessment of current demands. If one is to expunge the homunculus from theories of cognitive control, it will be necessary to develop an account of this evaluative function. The Conflict Monitoring Hypothesis In this article we take an initial step toward characterizing the evaluative side of cognitive control, proposing one mechanism by which the demand for control might be gauged. Specifically, we will argue that there exists a system that monitors for the occurrence of conflicts in information processing, a function we refer to as conflict monitoring. By the overall account we will put forth, conflict monitoring serves to translate the occurrence of conflict into compensatory adjustments in control: The conflict monitoring system first evaluates current levels of conflict, then passes this information on to centers responsible for control, triggering them to adjust the strength of their influence on processing. A first goal of the present work is to draw together evidence for the occurrence of conflict monitoring. In particular, we will consider data suggesting that the detection of conflict may be among the functions of a particular area of the human frontal lobe, the anterior cingulate cortex (ACC). Our second objective is to articulate the hypothesis that conflict monitoring serves as a basis for the regulation of control, showing how this idea can be used to explain a set of interesting empirical phenomena. We begin, in the next section, with some theoretical considerations, deriving an initial motivation for the idea of conflict monitoring from current theories of cognitive control. After this, the article is divided into two main sections, corresponding to the objectives identified above. Part 1 examines the possibility that a conflict monitoring function might be reflected in the behavior of the ACC. The section begins by reviewing recent brain activation studies, which together encourage the idea that the ACC may respond specifically to the occurrence of conflict. We then present the results of a first computational modeling study, which serves to articulate our interpretation of the brain activation data and to demonstrate the sufficiency of the theory to account for them. With Part 1 as a foundation, Part 2 turns to the issue of how conflict monitoring might play a role in modulating cognitive control. The section focuses on three behavioral phenomena, quite different from one another in their details, but each involving on-line shifts in control. In a second computational modeling study, we show how linking conflict monitoring to the modulation of control leads naturally to a unifying, mechanistic explanation for these phenomena. Theoretical Background We have suggested that the systems subserving cognitive control are likely to include an evaluative system, which keeps tabs on current demands. This raises the question, what precisely might such a system measure? That is, how does a need for increased control manifest itself within the processing system? One potential answer can be derived directly from current theories of cognitive control, which portray it as serving to prevent the occurrence of conflicts in information processing. Control as Conflict Prevention Given the highly parallel and distributed character of cognitive processing, one of its inherent hazards is crosstalk interference between concurrent processes. A succinct description of the problem is provided by Mozer and Sitton (1998): One can conceive of processing ... as occurring along a certain neural pathway. If the processing pathways for two stimuli are nonoverlapping, then processing can take place in parallel. But if the pathways cross—i.e., they share common resources or hardware—the stimuli will interact or interfere with one another, (p. 342) This sort of interference is perhaps easiest to illustrate in the setting of dual-task performance. According to Navon and Miller (1987), concurrently performed tasks interfere with one another when "each produces outputs, throughputs, or side effects that are harmful to the processing of the other one, in that they change the state of some variable that is relevant for the performance of the concurrent task" (p. 435). A concrete example is provided by Shaffer (1975), who showed that dramatic decrements in performance occur in both typing to dictation and reading aloud when an attempt is made to perform these two tasks simultaneously. The difficulty of this combination can be understood as deriving from crosstalk between the processing pathways activated by auditory and visual inputs, leading to conflicting responses at the level of both speech and typing. The result is a slowing of response times and an increase in the frequency of errors, including so-called crosstalk errors where the participant produces a response in one modality that should have been delivered in the other. Conflict between concurrent processes has been understood as affecting performance in an extremely wide variety of domains. Indeed, it has been credited with placing a central limitation on human information-processing capacity: Allport (1987), in agreement with a number of other researchers (e.g., Cohen et al., 1990; Duncan, 1996; Mozer, 1991; Mozer & Sitton, 1998; Navon, 1985; Navon & Miller, 1987; Schneider & Detweiler, 1987), has argued that "the behavioral phenomena attributed in the past to the limited capacity of a central processor are more appropriately conceptualized ... as the expression of crosstalk interference between parallel processes" (p. 411). This recognition of crosstalk as a ubiquitous pitfall of parallel processing has led to a particular view of cognitive control, according to which one of its central functions is to prevent conflicts. As Allport (1980) put it, "for any distributed system, fundamental issues are raised by the demands of conflict resolution and of controlling undesirable interactions: of keeping separate processes separate" (p. 38). The job of dealing with these problems falls to cognitive control. This view can be discerned in much work on visual search, where the top-down control of visual attention has
626 BOTVINICK BRAVER BARCH CARTER AND COHEN Sitton 1998:Treisman 1988).It also inf that po ah the Part 1:Cognitive Neuroscientific Evidence for the ams whil Detection of Conflict off oth et al. 1980 Anterior Cingulate Cortex idea ans er to the question of how a need for incre ased control migh aiedadja ous callosum on the ater 9gnrol(e.g,D'Esposioct 5;LaBerge,1990 conflict itself. laim ho ver.noc sing.ACC Using Conflict as a Basis for Modulating Control engagement ha een reported in a volve nguage.leamning and me ceptual ta et de The potential usefulne of conflict as a hasis for th nd dua mong of cont on. &N oski C Westbury.1).making it dificult to discemm aning ments in perceptual selection.which intu serve toalleviate ensup a new In the vears since Berlyne (1960)made this sugge ty he for th stion the from ACC activ idea tha AC highly theory-driven wor For mple,the production system n the ar (Lai om 0871 by the ses. one imp rta nt class of which ibleesco ween sim usly selecte s using f specific tasks drawn fro appears to play a similar role in the theory of contro here as simulation study 1 test the consisteney of our h m(SAS)is u 198 ing the pro ang ac on pro n these th sesby whichaction schemasare routinely selected ugh the theors what Cognitive Activation of the ACC:Review of Major Findings flict a peee an the role of the ACC in ion hae hee Th using a variety of meth ng s are not 999 199995Ni&Wa This the work nab 1979).and brain ation techniques ncluding functiona work within wh module regulates the iological data have inspire some infl input from ot A 100 conflict occurs between mes sages converging on a single n most of this earlie work. conflic monitor has beer ed tific Mo its mot e st we wil almost entirely theoretica conflict mo o of the po oring has be ty in rather than be cause of expe part of a more d tior the AC e
626 BOTVINICK, BRAVER, BARCH, CARTER, AND COHEN been portrayed as helping to prevent the interference that can occur when multiple objects are processed in parallel (e.g., Mozer & Sitton, 1998; Treisman, 1988). It also informs accounts that portray attention as serving to regulate the flow of information through the processing system, favoring flow into selected processing streams while helping to gate off others (Cohen et al., 1990; Desimone & Duncan, 1995; Norman & Shallice, 1986). The idea that control serves to prevent conflicts suggests one answer to the question of how a need for increased control might manifest itself in the processing system. It implies that a need for greater control will typically be indicated by the occurrence of conflict itself. Using Conflict as a Basis for Modulating Control The potential usefulness of conflict as a basis for the regulation of control was recognized early on by Berlyne (e.g., 1960). Working within an information-theoretic framework, Berlyne proposed that the occurrence of conflict often leads to compensatory adjustments in perceptual selection, which in turn serve to alleviate conflict. In the years since Berlyne (1960) made this suggestion, the idea that conflict might be linked to the regulation of cognitive control has resurfaced intermittently, usually in the context of highly theory-driven work. For example, the production system architecture known as Soar (Laird, Newell, & Rosenbloom, 1987) proposes that problem-solving algorithms are triggered by the occurrence of impasses, one important class of which involves conflicts between simultaneously selected but incompatible productions. Conflict appears to play a similar role in the theory of control put forth by Norman and Shallice (1986). Here, a supervisory attentional system (SAS) is understood as monitoring the processes by which action schemas are routinely selected, intervening when these contention-scheduling processes prove inadequate. Although the theory does not explicitly indicate what particular events within contention scheduling serve to trigger SAS intervention, it is emphasized that contention scheduling serves primarily to prevent conflict among potentially relevant schemas (Norman & Shallice, 1986). Thus, the theory seems to imply that control is recruited when conflicts occur that contention-scheduling processes are not able to resolve efficiently. A more explicit instance is provided by the work of Schneider and Detweiler (1987, 1988). This specifies a connectionist-control framework within which a central control module regulates the exchange of information among a number of domain-specific processing modules. In this scheme, input from control is recruited when conflict occurs between messages converging on a single module. In most of this earlier work, conflict monitoring has been adopted as a background assumption, rather than a direct object of scientific inquiry. Moreover, its motivation has typically been almost entirely theoretical; conflict monitoring has been incorporated primarily because it makes sense or because it solves computational problems, rather than because of experimental evidence pointing to its occurrence. However, recent work from cognitive neuroscience has begun to provide evidence that conflict monitoring may in fact play a role in human cognition. Specifically, this work indicates that the occurrence of conflict may trigger activation in a specific area of the brain, the ACC. Part 1: Cognitive Neuroscientific Evidence for the Detection of Conflict Anterior Cingulate Cortex The ACC, situated adjacent to the corpus callosum on the medial surface of the frontal lobe,' is widely believed to play a role in cognitive control (e.g., D'Esposito et al., 1995; LaBerge, 1990; Mesulam, 1981; Posner & DiGirolamo, 1998). Beyond this general claim, however, no consensus exists as to its specific contribution to cognitive processing. ACC engagement has been reported in a remarkably wide variety of cognitive settings, including tasks that involve language, learning and memory, perceptual target detection, imagery, motor control, and dual-task performance, among other capacities (Cabeza & Nyberg, 1997; Paus, Koski, Caramanos, & Westbury, 1998), making it difficult to discern a meaningful common factor that might explain ACC engagement across studies. The notion of conflict monitoring opens up a new possibility here, for the vast majority of data from ACC activation studies appears consistent with the idea that the ACC responds to the occurrence of conflict.2 In the following section, we present an overview of ACC activation studies, dividing them into three categories and suggesting how ACC activation in each of these can be interpreted as reflecting a response to the presence of conflict. In order to make this idea explicit and support its validity, we conducted computer simulations using models of specific tasks drawn from each of the three basic areas of the ACC literature. These studies, presented here as Simulation Study 1, test the consistency of our hypotheses with existing accounts of information processing in these three domains, applying a quantitative measure of conflict to simulate findings from the ACC activation literature. Cognitive Activation of the ACC: Review of Major Findings Empirical research on the role of the ACC in cognition has been conducted using a variety of methodologies, including neuropsychological techniques (e.g., Janer & Pardo, 1991; Turken & Swick, 1999), single-unit recording (e.g., Gabriel, 1993; Niki & Watanabe, 1979), and brain activation techniques including functional neuroimaging and event-related potentials. Although neuropsychological and neurophysiological data have inspired some influential theories of ACC function (e.g., Mesulam, 1981; Vogt, Finch, & Olson, 1992), the vast majority of recent findings and some of 1 Anatomically, the anterior cingulate cortex begins above the callosum, extending forward to wrap around the genu and end inferiorly to it. However, the vast majority of the studies with which we will be concerned involve activation of the portion of the ACC posterior to the genu and superior to the callosum (cf. Bush et al., 1998; Paus et al., 1998, for discussions of functional heterogeneity in the human ACC). 2 As specified in the general discussion, the idea that the ACC responds to conflict is here viewed as part of a more general monitoring function, according to which the ACC responds to a variety of events, all indicating that attentional adjustments are needed to optimize performance or avoid negative outcomes
CONFLICT MONTTORING 627 ment,participants were trained to respond to each of three simpl ocus on this l m I sion and single- nit recording st ersionsof the exper sed and from heard to spoken ds.In ach t be organized into t e gen eral type al c elicited greater ACC activation than the the overidingof pre ent but task-irrelevant in a se cond set of experiments,Paus et al (1993)asked partic group,it as iring the par ipa sfirst to prod nt with the stimulus in d to th ommission o errors.Here we nts firs lifted ver of two finger ence of te finger.In a s ion of a lef A la dire cue In a third has op Ihe mos tly studie the in th In t digm (Stroop.1935: review see MacCleo 1991).in ”A” wi and to"L with n ch T e in fa s are the sam (red displa ed in red)or if the stim override is provided by stdies o/n o tasks.Us The yet al. sing a butt n pre the was first obs d by Pardo the p ed (PET this stud ACC the o-go condition s in c here rdguireh n by C 0(1995 ully iatio with the sponds to the h of the studi 1100 t stimuli h been fo ants of the str for the cipant to n in a requi ng the ov ing of pr sing pat (u and Kigag for this in Sir lly displaye ding mn a up of stu with th r in the to ch rom se he letter in order to ible respons pa sed aco activity th nflict tas dy ctivate ACC across tasks i volving a range of input nd noun. tifying a named by t Wh practiced stimulus-re conditio the articipan re read th ater acc ing to a no mapping.In one version of the prese ord
CONFLICT MONITORING 627 the most consistent results derive from brain activation studies. In what follows, we focus on this literature; however, our conclusions can in many instances be viewed as consistent with established findings from lesion and single-unit recording studies. Although brain activation studies have reported ACC engagement in a wide variety of task settings, the bulk of these studies can be organized into three general types. In one set of experiments, ACC activation has been associated with tasks calling for the overriding of prepotent but task-irrelevant responses; in a second group, it has been associated with tasks requiring the participant to choose among a set of equally permissible responses; and in a third, with tasks that lead to the commission of errors. Here we discuss these three domains in detail, suggesting how in each case ACC activation can be seen as accompanying the occurrence of conflict. Response override. A large number of studies have reported ACC activation in tasks requiring the participant to override relatively automatic but task-inappropriate responses. The most frequently studied of these has been the classic Stroop conflict paradigm (Stroop, 1935; for a review see MacCleod, 1991), in which the participant is asked to name the color in which a color word is displayed. Response times are greater if there is a mismatch between the color the word refers to and the color in which the word is displayed (e.g., red displayed in green) than if the two colors are the same (red displayed in red) or if the stimulus consists of a noncolor word, a series of colored Xs, or merely a color bar. The explanation usually offered for the difficulty of the incongruent condition is that word reading, a strongly automatic process, interferes with color naming. The challenge for the participant is to overcome the word-reading response. ACC activation on the Stroop task was first observed by Pardo, Pardo, Janer, and Raichle (1990). Using positron emission tomography (PET), this study demonstrated increased ACC activation during performance of the incongruent condition when compared with the congruent condition. Increased ACC activation was also shown by Carter, Mintun, and Cohen (1995) in a similar comparison. Several studies have also reported greater ACC activation in association with the incongruent condition when compared with the neutral condition (Bench et al., 1993; Carter et al., 1995; George et al., 1994). The finding of greater ACC activation with incongruent stimuli has been found in variants of the Stroop task as well; Bush et al. (1998) observed ACC activation in a numeric version of the task. Other tasks requiring the overriding of prepotent responses have also been shown to engage the ACC. Taylor, Kornblum, Minoshima, Oliver, and Koeppe, 1994, for example, asked participants in one condition to name the individually displayed letters B, J, Q, and Y. In a second condition, participants were asked to respond with the name of a different letter in the group according to a simple set of rules (e.g., if J is displayed, respond with "Y"). The latter task required them to overcome the temptation to read the letter in order to recover the less stimulus-compatible response dictated by the instructions. In agreement with the Stroop studies, increased ACC activity was observed on the conflict task. A multipart PET study by Paus, Petrides, Evans, and Meyer (1993) showed that the need to override prepotent responses will activate ACC across tasks involving a range of input and output modalities. In one set of experiments, participants first performed according to extensively practiced stimulus-response pairings and later according to a novel mapping. In one version of the experiment, participants were trained to respond to each of three simple visual stimuli with a direction-specific saccade. In the reversal condition, the pairing between the three stimuli and the three saccade responses was changed. Two other versions of the experiment involved mappings from visual stimuli to buttons to be pressed and from heard words to spoken words. In each version, the reversal condition elicited greater ACC activation than the overlearned condition. In a second set of experiments, Paus et al. (1993) asked participants first to produce stimulus-compatible responses, and later to produce responses less congruent with the stimulus. In one version, participants first lifted whichever of two fingers was touched by the experimenter. Later, participants were instructed to raise the opposite finger. In a second version, participants performed a saccade in the direction of either a left-sided or right-sided visual cue, and then later were asked to respond with a saccade in the direction opposite the cue. In a third version, participants responded to the two heard letters "A" and "L" by naming the letter coming next in the alphabet. In the reversal condition, participants responded to "A" with "M" and to "L" with "B." In each version of the experiment, greater ACC activation was once again observed on the task requiring the participant to overcome an ingrained response in favor of a less familiar one. Another instance of ACC activation associated with response override is provided by studies of go/no-go tasks. Using functional magnetic resonance imaging (fMRI), Casey et al. (1997; see also Kawashima et al., 1996) had participants view a series of individually presented letters, pressing a button with each presentation but omitting this response if the presented letter was an X. The majority of trials involved non-X letters, leading the button-press response to be prepotent. In control conditions, the presented letter series contained no Xs. Greater ACC activation was observed in the go/no-go condition. As in other response override tasks, ACC activation is here associated with conditions that require the participant to overcome a prepotent response in order to perform successfully. The finding of ACC engagement in response override tasks provides a first piece of evidence for the view that this brain area responds to the occurrence of conflict. In each of the studies we have reviewed, the strongest ACC activation was observed under conditions where it was necessary for the participant to overcome interference from prepotent but task-irrelevant responses. These circumstances can be understood as involving conflict between processing pathways leading to correct (but otherwise weaker) and incorrect (but prepotent) responses. The mechanisms responsible for this form of crosstalk are considered further in Simulation 1 A. Underdetermined responding. In a second group of studies, ACC activation occurs under conditions requiring the participant to choose from a set of responses, none of which is more obvious or compelling than the others. We describe these tasks as involving underdetermined responding, because the stimulus presented to the participant does not uniquely specify the appropriate response. The first studies to examine brain activation under such task circumstances were reported by Petersen, Fox, Posner, Mintun, and Raichle (1988, 1989). In a series of PET studies, the group asked participants to generate a verb in response to a seen or heard noun, identifying a use for the object named by the stimulus. When activation patterns for this task were compared with those for a condition in which the participant simply repeated or read the presented word, the ACC was found to be consistently engaged
628 BOTVINICK BRAVER BARCH CARTER AND COHEN The find ding ha replicated ina of studi m oth of event a Nol,2000 Thompson-Schill.D'Es osito.Aguirre.&Farah The rm error- vity (ERN)refers to a discrete n on d out silentl d p of e as accomp 1001 n the related le participants ar Hoh .Ho 1995).The poten Gehr Coles.M f potential r s.Letter fluenc y has been repeate shown to Ho n in respon Frith,Liddle d words (Frith Friston Lidd Lidd The ERN also designated as N)has been dem fMRI.found ACC ed ng et al activation even if participants generated lette oles Meye Donchin.1993)used ver ions o时f the eri also ACC CYetki 1995 as has task involving ispl ayed words s represented an exemplar of the lass named b ctivation of etermined re )and four IL ponding is not limited to ve Frith and colleagues found 95 crimi ask t rando when ape of the fing in comparison with also e pa d the ERN in a task req e R.E k199 i eypr whether 1991 d pe activ participants task whether ran ing des fin rela activation in the free sel Sch a n )ng ein, ring. ham (1997 frontal e e al1994 n resp ask: ctivation in ial to AC by the of cor cause the stimu ver, upple s are cac in detail al tivity ass corre the parallel activ multiple incom ole response path nh peri were ac anied by temporally and an ally sp suppo (exa critic ally ir likely able ACC e participants had cred th noun ent prer gain plac ing the part 110 resp no dif in Aco 1981)Th cond ents activation of the way can 1984:Rabbit&Rod rs.1977.Th make s likely to have activated e for this idea is provided by a been observed in ation v y Gehr ing and Fencsik (199).Partic nts in this study pe he nd d the s used to
628 BOTVINICK, BRAVER, BARCH, CARTER, AND COHEN The finding has been replicated in a number of studies from other laboratories (e.g., Andreason et al., 1995; Barch, Sabb, Braver, & Noll, 2000; Thompson-Schill, D'Esposito, Aguirre, & Farah, 1997), in some cases with verb generation carried out silently (Warburton et al., 1996; Wise et al., 1991). In the related letter fluency (or FAS) task, participants are asked to list words beginning with a given letter (Spreen & Benton, 1969). Here again, the participant selects freely among a number of potential responses. Letter fluency has been repeatedly shown to activate ACC, in comparisons with simply repeating the lettername cue (Friston, Frith, Liddle, & Frackowiak, 1993), repeating heard words (Frith, Friston, Liddle, & Frackowiak, 199la), or performing a lexical decision task (Frith, Friston, Liddle, & Frackowiak, 1991b). Yetkin et al. (1995), using fMRI, found ACC activation even if participants generated letter fluency responses without voicing them aloud. Semantic fluency, in which the task is to name members of a given category, also activates ACC (Yetkin et al., 1995), as has stem completion, another task involving underdetermined responding (Buckner et al., 1995). Activation of ACC under conditions of underdetermined responding is not limited to verbal tasks. Frith and colleagues found it when participants were asked to lift either of two fingers, chosen at random, when one of the fingers was tapped, in comparison with a condition where participants were instructed to lift the tapped finger (Frith, Friston, Liddle, & Frackowiak, 199la). Deiber et al. (1991) compared PET activation patterns when participants were asked to move a joystick randomly in any of four directions with a condition in which they moved it repeatedly in only one specified direction, finding relative ACC activation in the free selection condition, a finding replicated by Playford et al. (1992) and (with button presses) Jeuptner, Frith, Brooks, Frackowiak, and Passingham (1997). As in response override tasks, ACC activation in underdetermined responding is consistent with the view that the ACC is engaged by the occurrence of conflict. Because the stimuli involved in underdetermined responding tasks are each associated with a number of legal responses, stimulus presentation may lead to the parallel activation of multiple incompatible response pathways, resulting in crosstalk during the period between stimulus presentation and response delivery. In support of this interpretation (examined more critically in Simulation IB below), Raichle et al. (1994) showed that the verb generation task no longer produced detectable ACC activation once participants had encountered the same list of nouns several times and their responses had become well rehearsed. Activation was restored when a new list of nouns was later presented, once again placing the participant in the position of generating underdetermined responses. Similarly, in the Deiber et al. (1991) joystick movement study, no difference in ACC activation was observed between the single-direction condition and conditions where participants moved the joystick according to a previously learned sequence or on the basis of a direction-specifying tone. Again, increased ACC activation was noted only when the stimulus is likely to have activated pathways to multiple, mutually interfering response representations. Error commission. In a third group of studies, ACC activity has been observed in association with the commission of errors. In contrast to the work discussed so far, using PET or fMRI, indications of a connection between ACC activity and errors comes primarily from studies of event-related potentials in electroencephalographic (EEG) recordings (Rugg & Coles, 1995). The term error-related negativity (ERN) refers to a discrete event-related potential that has been described as accompanying the commission of errors in a number of speeded response tasks (e.g., Falkenstein, Hohnsbein, & Hoorman, 1995). The potential, independently discovered by two laboratories in 1989 and 1990 (Gehring, Coles, Meyer, & Donchin, 1990; Hohnsbein, Falkenstein, & Hoorman, 1989), is best seen in response-aligned averages over error trials, where it usually appears with the onset of response-related electromyographic (EMG) activity, peaking 100- 150 msec later. The ERN (also designated as Ne) has been demonstrated in a variety of task settings. Gehring and colleagues (Gehring et al., 1990; Gehring, Coles, Meyer, & Donchin, 1995; Gehring, Goss, Coles, Meyer, & Donchin, 1993) used versions of the Eriksen flanker and Sternberg memory search tasks and a category judgment task requiring participants to indicate whether one of two displayed words represented an exemplar of the class named by the other. Falkenstein and colleagues used two- (Falkenstein, Hohnsbein, Hoorman, & Blanke, 1991) and four-way (Falkenstein et al., 1995) forced-choice letter discrimination tasks (cf. Bernstein, Scheffers, & Coles, 1995). Dahaene, Posner, and Tucker (1994) have also observed the ERN in a task requiring participants to indicate with a rapid keypress whether viewed numbers (displayed either as an Arabic numeral or in word form) were greater or less than 5, and in another task whether viewed words denoted animals. The ERN has also been observed in association with errors of commission in go/no-go tasks of varying design (Falkenstein et al., 1995; Scheffers, Coles, Bernstein, Gehring, & Donchin, 1996). The generator of the ERN has consistently been localized to a medial frontal region. Dahaene et al. (1994), applying a dipole localization technique to EEG data, judged the source of the potential to lie in the ACC. Given the limited spatial resolution of the technique, however, a localization in supplementary motor cortex could not be ruled out. Carter et al. (1998), in a study discussed in more detail below, used fMRI to evaluate regional activity associated with incorrect versus correct responses in a version of the Continuous Performance Test, confirming that error responses were accompanied by temporally and anatomically specific activation of ACC. As discussed in Simulation Study 1C, it appears likely that errors are associated with conflict due to interference between the pathways leading to correct and incorrect responses. Behavioral data indicates that errors in speeded response tasks frequently represent premature responses delivered while stimulus analysis is still incomplete (Gratton, Coles, Sirevaag, Eriksen, & Donchin, 1988). Even as such impulsive errors are executed, stimulus evaluation can continue, leading to activation of the correct response (Rabbitt & Vyas, 1981). The very short latency of error-correcting movements confirms that activation of the correct pathway can take place even while an incorrect response is being delivered (Cooke & Diggles, 1984; Rabbitt & Rodgers, 1977). This makes it seem likely that errors will frequently be associated with conflict between the coactivated pathways leading to correct and incorrect responses. More direct evidence for this idea is provided by a recent study by Gehring and Fencsik (1999). Participants in this study performed the flanker task, responding using the left hand for one target and the right hand for the other. EMG was used to measure