中华人民共和国国家知识产权局 专利统计年报2016 国家知识产权局规划发展司 一七年九月
专利统计年报 2016 中华人民共和国国家知识产权局 国家知识产权局规划发展司 二 一七年九月
编者说明 《专利统计年报-2016》(下文简称“年报”)是反映我国专利工作进展情况的综合资料性 年刊。本年报收录了2016年我国各省、自治区、直辖市的专利数据和世界176个国家来华申 请的专利数据以及历年以来的主要专利数据 本年报共分七个部分,即:(-)专利受理状况;(二)专利申请授权状况;(三)专利 有效状况;(四)专利申请代理状况;(五)专利申请、授权按|PC分类分布状况;(六)向 国外及港澳台地区申请专利及授权状况;(七)专利行政执法状况。以上有关专利数据,按国内 国外、三种专利、职务与非职务、国际专利分类进行分组。数据除由国家知识产权局进行统计 汇总外,第六部分的数据来自世界知识产权组织;第七部分的数据由地方专利工作部门提供。 除特别注明外,本年报统计表数量单位均为“件”。 为适应专利事业不断发展的形势,我处于1999年先后增加了如下8个副省级城市或计划 单列市的专利统计数据:1999年4月一宁波,1999年7月一长春、南京、杭州、济南、成都、 厦门、深圳。2008年5月,增加新疆生产建设兵团的专利统计数据。以上各地区的有关专利数 据自上述日期始统计,以前数据已计入各自所属省份。 由于原捷克斯洛伐克和南斯拉夫作为国家已不再存在,其2001年(含2001年)以前的专 利申请与授权数据仍分别保留在“捷克斯洛伐克”和“南斯拉夫”的国名下;自2002年起,新 的申请、授权数据将分别列入各自新成立的国家名下 另外,随着中国专利电子审批系统的正式上线运行,我们对原数据进行了校核并对一部分 错误数据进行了清理,2013年及以前的累计专利统计数据均以此年报为准。 专利统计数据是国际间进行科技实力评价、科技产出比较、市场竞争能力评估的重要指标, 在国际科技、经济分析研究中有着重要的地位。本年报是了解分析我国各地区、各行业专利工 作情况,发明创造能力以及预测科学技术发展的重要依据,在促进科技进步和经济发展中具有 一定的作用 国家知识产权局 规划发展司计划统计处 二O一七年九月
编者说明 《专利统计年报 -2016》( 下文简称“年报”) 是反映我国专利工作进展情况的综合资料性 年刊。本年报收录了 2016 年我国各省、自治区、直辖市的专利数据和世界 176 个国家来华申 请的专利数据以及历年以来的主要专利数据。 本年报共分七个部分，即：（一）专利受理状况；（二）专利申请授权状况；（三）专利 有效状况；（四）专利申请代理状况；（五）专利申请、授权按 IPC 分类分布状况；（六）向 国外及港澳台地区申请专利及授权状况；（七）专利行政执法状况。以上有关专利数据，按国内、 国外、三种专利、职务与非职务、国际专利分类进行分组。数据除由国家知识产权局进行统计 汇总外，第六部分的数据来自世界知识产权组织；第七部分的数据由地方专利工作部门提供。 除特别注明外，本年报统计表数量单位均为“件”。 为适应专利事业不断发展的形势，我处于 1999 年先后增加了如下 8 个副省级城市或计划 单列市的专利统计数据：1999 年 4 月—宁波，1999 年 7 月—长春、南京、杭州、济南、成都、 厦门、深圳。2008 年 5 月，增加新疆生产建设兵团的专利统计数据。以上各地区的有关专利数 据自上述日期始统计，以前数据已计入各自所属省份。 由于原捷克斯洛伐克和南斯拉夫作为国家已不再存在，其 2001 年（含 2001 年）以前的专 利申请与授权数据仍分别保留在“捷克斯洛伐克”和“南斯拉夫”的国名下；自 2002 年起，新 的申请、授权数据将分别列入各自新成立的国家名下。 另外，随着中国专利电子审批系统的正式上线运行，我们对原数据进行了校核并对一部分 错误数据进行了清理，2013 年及以前的累计专利统计数据均以此年报为准。 专利统计数据是国际间进行科技实力评价、科技产出比较、市场竞争能力评估的重要指标， 在国际科技、经济分析研究中有着重要的地位。本年报是了解分析我国各地区、各行业专利工 作情况，发明创造能力以及预测科学技术发展的重要依据，在促进科技进步和经济发展中具有 一定的作用。 国家知识产权局 规划发展司计划统计处 二 一七年九月
PREFACE This yearbook is an annual publication, which is about the development of Chinese patent work, including the patent data of each province, autonomous region and municipality of China and 176 counties and regions in 2016 and past years The yearbook consists of seven parts: applications of patents: grants of patents; patents in force patent applications via agency: applications and grants for patents according to IPC; applications and grants for patents filed for foreign countries and Hong Kong, Macao and Taiwan; patent enforcement The patent data mentioned above are sorted by three kinds of patent, domestic and foreign, service and non-service, and IPC. The data of the sixth part are offered by WIPO. The data of the seventh part are offered by the local patent administrative offices Since 1999, there have been 8 more cities listed in the yearbook, which are Ningbo(April 1999) and Changchun, Nanjing, Hangzhou, Jinan, Chengdu, Xiamen and Shenzhen(July 1999). Since May 2008, statistical data of Xinjiang Production and Construction Corps has been included in the yearbook The patent data of these areas are accounted into their belonged provinces The data of Czechoslovakia and Yugoslavia have been listed under the new establishing counties since 2002 Besides, we have made the complete check of the patent statistics database and corrected some error of the data along with the formal operation of the China Patent Electronic EXamination System. In case of discrepancies between the former report and this report, please use the new data compliance with this report The patent statistic data are important indicators to evaluate the ability of science and technology, compare the output of research and development activities and estimate the international market competition
PREFACE This yearbook is an annual publication, which is about the development of Chinese patent work, including the patent data of each province, autonomous region and municipality of China and 176 counties and regions in 2016 and past years. The yearbook consists of seven parts: applications of patents; grants of patents; patents in force; patent applications via agency; applications and grants for patents according to IPC; applications and grants for patents filed for foreign countries and Hong Kong, Macao and Taiwan; patent enforcement. The patent data mentioned above are sorted by three kinds of patent, domestic and foreign, service and non-service, and IPC. The data of the sixth part are offered by WIPO. The data of the seventh part are offered by the local patent administrative offices. Since 1999, there have been 8 more cities listed in the yearbook, which are Ningbo (April 1999), and Changchun, Nanjing, Hangzhou, Jinan, Chengdu, Xiamen and Shenzhen (July 1999). Since May 2008, statistical data of Xinjiang Production and Construction Corps has been included in the yearbook. The patent data of these areas are accounted into their belonged provinces. The data of Czechoslovakia and Yugoslavia have been listed under the new establishing counties since 2002. Besides, we have made the complete check of the patent statistics database and corrected some error of the data along with the formal operation of the China Patent Electronic Examination System. In case of discrepancies between the former report and this report, please use the new data compliance with this report. The patent statistic data are important indicators to evaluate the ability of science and technology, compare the output of research and development activities and estimate the international market competition
目录 CONTENTS 编者说明 PREFACE (一)专利受理状况 Received Patent Applications 国内外三种专利受理/授权/有效累计状况 Total Applications/ Grants /In Force for Three Kinds of Patents Received from Home and abroad 国内外三种专利受理年度状况 Distribution of Annual Applications for Three Kinds of Patents Received from Home and abroad 国内专利受理年度状况 Distribution of Annual Domestic Applications Received for Patents 国内三种专利受理与申请量 Domestic Applications Received and Applications for Three Kinds of Patents 国内职务、非职务发明创造专利受理量 Domestic Applications Received for Patents according to Service and Non-service 国内职务发明创造专利受理量 Domestic Applications Received for Patents according to Service 国内职务发明专利受理量……… Domestic Applications Received for Inventions according to Service 国内职务实用新型专利受理量… Domestic Applications Received for Utility Models according to Service 国内职务外观设计专利受理量… Domestic Applications Received for Designs according to Service 国外专利受理年度状况 Distribution of Annual Foreign Applications Received for Patents 国外三种专利受理与申请量 Foreign Applications Received and Applications for Three Kinds of Patents 国外职务、非职务发明创造专利受理量 Foreign Applications Received for Patents according to Service and Non-service 国外职务、非职务发明专利受理量 Foreign Application Received for Inventions according to Service and Non-service 国外职务、非职务实用新型专利受理量 Foreign Applications Received for Utility Models according to Service and Non-service 国外职务、非职务外观设计专利受理量… Foreign Applications Received for Designs according to Service and Non-service 各月国内外专利受理量 Monthly Applications Received for Three Kinds of Patents 各月国内专利受理量… Monthly Domestic Applications Received for Three Kinds of Patents 各月国外专利受理量… Monthly Foreign Applications Received for Three Kinds of Patents
编者说明 PREFACE （一）专利受理状况 Received Patent Applications 国内外三种专利受理／授权／有效累计状况……………………………………………………………1 Total Applications/Grants/In Force for Three Kinds of Patents Received from Home and Abroad 国内外三种专利受理年度状况……………………………………………………………………………2 Distribution of Annual Applications for Three Kinds of Patents Received from Home and Abroad 国内专利受理年度状况……………………………………………………………………………………3 Distribution of Annual Domestic Applications Received for Patents 国内三种专利受理与申请量………………………………………………………………………………5 Domestic Applications Received and Applications for Three Kinds of Patents 国内职务、非职务发明创造专利受理量…………………………………………………………………7 Domestic Applications Received for Patents according to Service and Non-service 国内职务发明创造专利受理量……………………………………………………………………………10 Domestic Applications Received for Patents according to Service 国内职务发明专利受理量…………………………………………………………………………………13 Domestic Applications Received for Inventions according to Service 国内职务实用新型专利受理量……………………………………………………………………………16 Domestic Applications Received for Utility Models according to Service 国内职务外观设计专利受理量……………………………………………………………………………19 Domestic Applications Received for Designs according to Service 国外专利受理年度状况……………………………………………………………………………………22 Distribution of Annual Foreign Applications Received for Patents 国外三种专利受理与申请量………………………………………………………………………………28 Foreign Applications Received and Applications for Three Kinds of Patents 国外职务、非职务发明创造专利受理量…………………………………………………………………34 Foreign Applications Received for Patents according to Service and Non-service 国外职务、非职务发明专利受理量………………………………………………………………………40 Foreign Application Received for Inventions according to Service and Non-service 国外职务、非职务实用新型专利受理量…………………………………………………………………46 Foreign Applications Received for Utility Models according to Service and Non-service 国外职务、非职务外观设计专利受理量…………………………………………………………………52 Foreign Applications Received for Designs according to Service and Non-service 各月国内外专利受理量……………………………………………………………………………………58 Monthly Applications Received for Three Kinds of Patents 各月国内专利受理量………………………………………………………………………………………59 Monthly Domestic Applications Received for Three Kinds of Patents 各月国外专利受理量………………………………………………………………………………………60 Monthly Foreign Applications Received for Three Kinds of Patents 目 录 CONTENTS